Tuesday 5 November 2019

SEC: SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers

Published on November 05, 2019 at 12:30AM
The Securities and Exchange Commission today announced that it has voted to propose amendments to modernize the rules under the Investment Advisers Act addressing investment adviser advertisements and payments to solicitors. The proposed…
https://ift.tt/2NIKx6a

No comments:

Post a Comment

News Link

Last 7 Days Popular Posts

Last Year Popular Posts

Popular Posts